Senior Regulatory Analyst
- Reference Number
- OA11995427
- Date Posted
- 10/02/2026
- Province
- Alberta
- City
- Edmonton
- Job Type
- Permanent
- Salary Range
- $120 000 - $130 000 /yr
Our client, an industry-funded regulator responsible for administering the province's securities and derivatives laws is looking for a Senior Regulatory Analyst in Alberta. This position will work out of the office located in Calgary, Alberta.
What We Offer:
- Salary: $120,000 – $130,000 CAD Per Annum
- Job Type: Permanent full-time
- Benefits: We offer a competitive total rewards package designed to support your health, financial security, and work-life balance.
What You'll Do:
- Analyzing, researching, interpreting and clearly demonstrating how regulatory obligations apply to the business operations, and in many cases novel or complex activities of registrants as reflected in the documentation and information examined.
- Preparing and presenting clearly written and detailed reports that outline and explain compliance issues applicable to the business operations of market participants and which recommend courses of action for the commission with respect to issues arising from compliance reviews, including, where appropriate, regulatory action recommendations.
- Managing professional relationships with senior management of regulated entities. Communicating with registered firms and individuals to assist them in understanding their compliance with regulatory obligations and best practices. Maintaining books and records for reviews which include documentation gathered, recording all communications and interactions with the firm and individuals and then summarizing the analysis performed and conclusions made.
- Overseeing and evaluating the implementation of registered firm action plans, including plans existing under regulatory action, to ensure that firms rectify compliance deficiencies in an adequate and timely manner.
- Conducting senior-level quality and consistency reviews of analysis, review findings, compliance reports, and other documents prepared by other Junior, Associate, and Regulatory Analysts.
- Presenting findings from audits and projects to commission’s leadership and committees.
What We're Looking For:
- A university degree in a business discipline or equivalent.
- A financial designation (CPA or CFA) is required.
- 10+ years of work experience in a relevant field.
- Strong communication (verbal and written), critical thinking and analytical skills.
- Superior knowledge of securities regulations and risk identification and management including inherent business risks, identifying red flags.
- A working knowledge of Canadian industry trends and practices.
- Awareness of international industry trends and practices.
Our team is eager to connect with candidates who meet the job requirements. If this sounds like a fit for you, we invite you to apply today!
Since 1951, Drake International has been a global leader in flexible and permanent staffing, connecting people with the right roles at any career stage, both in Canada and worldwide. As a leading recruitment and HR partner, we collaborate directly with employers to bring you the best opportunities at no cost, ensuring a human-centered approach that helps everything work seamlessly.
Drake International is an equal opportunity employer and champions accessibility, inclusivity and diversity in the workplace. We are committed to providing accommodation for applicants with disabilities throughout the recruitment process. If you require accommodation, please contact your Branch Representative.
EDMWC
Job Snapshot
- Date Posted
- 10/02/2026
- Job Category
- PRO - Accounting/Finance
- Location
- Edmonton, AB
- Job Type
- Permanent